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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
101 California Street, San Francisco, CA 94111 • United States
2000 Westchester Avenue, Purchase, NY 10577-2530 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | San Francisco | CA | 06/2009 | Present |
| Morgan Stanley Services Group Inc. | San Francisco | CA | 03/2017 | Present |
NAME OF OUTSIDE BUSINESS: THERE IS NO NAME FOR MY BUSINESS. I MERELY SELL CAKE MIXES TO MY FRIENDS TO COVER COSTS AND SELL KNITTING PATTERNS I HAVE CREATED. IS BUSINESS INVESTMENT RELATED (Y/N): NO ADDRESS OF OUTSIDE BUSINESS (CITY, STATE): 1771 LAGUNA ST #6, CONCORD, CALIFORNIA, 94520-2959 (MY HOME ADDRESS) DATE AFFILIATION BEGAN: 6/29/10 YOUR TITLE: NONE YOUR DUTIES (BRIEF): MAKE AND DISTRIBUTE CAKE MIXES TO MY FRIENDS. SELL KNITTING PATTERNS THROUGH RAVELRY.COM (KNITTING-RELATED WEBSITE) # HOURS DEVOTED EACH MONTH DURING SECURITY TRADING HOURS: ZERO # HOURS DEVOTED EACH MONTH OUTSIDE OF SECURITY TRADING HOURS: 15-20 2. *378466 - Loan Provider; Investment related; Financial; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Mar 2011; During business hours: 0; After business hours: 0. 3. *407088 - Selling paintings; Investment related -No; Concord; California; Art/Culture; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/2020; During business hours: 0; After business hours: 10;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-11 |
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