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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-04-16 |
Branch Locations
78515 Us Hwy 40, Winter Park, CO 80482 • United States
1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States
1301 Jackson St, Golden, CO 80401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Burnsville | MN | 10/2015 | 11/2016 |
| Wells Fargo Bank Na | Burnsville | MN | 10/2015 | 06/2021 |
| Wells Fargo Clearing Services, Llc | Burnsville | MN | 11/2016 | 06/2021 |
| U.S. Bancorp Investments, Inc. | Westminster | CO | 06/2021 | 04/2024 |
| Wells Fargo Clearing Services, Llc | Denver | CO | 04/2024 | Present |
UN KNOWN / PAPA MURPHY'S; INV RELATED;,MN; SELL TAKE AND BAKE PIZZA'S ;49% OWNERSHIP; START DATE: 04/13/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2011-06-06 |
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