Best Investors Account Sign in
Inactive

Matthew Garrett Ricks

Haystack Financial Planning

Syosset, NY

CRD 5902163

Claim This Profile
Employer firm

Haystack Financial Planning CRD 311366

$11.1M regulatory AUM 12 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Haystack Financial Planning

Syosset, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-30
  • NY RA
    APPROVED
    Since 2021-08-30

Branch Locations

Syosset, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc New York NY 03/2014 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 10/2018
Ameriprise Financial Services, Inc. New York NY 10/2018 11/2020
Haystack Financial Planning New York NY 11/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-30
  • S66 Uniform Combined State Law Examination
    2014-05-30
Designations
  • Certified Financial Planner
Other Names
  • Matthew G Ricks

View on SEC IAPD

More in Syosset, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor