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One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2018-11-19 |
Branch Locations
3333 Piedmont Road Ne Suite 1500, Atlanta, GA 30305 • United States
One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ridgeworth Capital Management Llc | Atlanta | GA | 05/1997 | 06/2017 |
| Ridgeworth Distributors Llc | Atlanta | GA | 08/2015 | 06/2017 |
| Silvant Capital Management | Atlanta | GA | 06/2017 | Present |
| Vp Distributors Llc | Atlanta | GA | 06/2017 | Present |
1. ELJOCO LLC; INVESTMENT RELATED; 2499 MONTVIEW DRIVE, ATLANTA, GA 30305; NATURE OF OTHER BUSINESS: FAMILY INVESTMENTS; POSITION: MANAGER; START DATE: 01/22/2004; 2.5 HRS/WK DEVOTED TO OTHER BUSINESS; 0 HRS DEVOTED DURING SECURITIES TRADING HOURS; DUTIES: MANAGEMENT OF FAMILIAL ASSETS; 2. AUDUBON STREET INVESTMENTS, LLC; INVESTMENT RELATED; 2499 MONTVIEW DRIVE, ATLANTA, GA 30305; NATURE OF OTHER BUSINESS: MANAGEMENT OF RENTAL PROPERTIES; POSITION: MANAGER; START DATE: 01/24/2026; 4 HRS/MONTH DEVOTED TO OTHER BUSINESS; 0 HRS DEVOTED DURING SECURITIES TRADING HOURS; DUTIES: OWNERSHIP OF RENTAL PROPERTIES; 3. PEACHTREE BATTLE NEIGHBORHOOD IMPROVEMENT INC; NOT INVESTMENT RELATED; 2255 WOODWARD WAY, ATLANTA GA 30305; NATURE OF OTHER BUSINESS: NEIGHBORHOOD ASSOCIATION; POSITION: BOARD MEMBER & TREASURER; START DATE: 01/31/2023; 1 HR/MONTH DEVOTED TO OTHER BUSINESS; 0 HRS/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS; DUTIES: CHAIR OF NEIGHBORHOOD PARKS COMMITTEE - VOTE ON USERS OF FUNDS RAISED AND MANAGEMENT OF BANK ACCOUNT ASSETS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-23 |
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