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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-09-15
TX RA APPROVED 2023-09-15
  • NC RA
    APPROVED
    Since 2023-09-15
  • TX RA
    APPROVED
    Since 2023-09-15

Branch Locations

1838 Sir Tyler Drive, Suite 102, Wilmington, NC 28405 • United States

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Wilmington NC 03/2011 09/2023
Goodfellas Nightlife Wilmington NC 10/2005 03/2020
Rockefeller Financial Llc Wilmington NC 09/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-20
  • S66 Uniform Combined State Law Examination
    2014-05-20
Designations
Other Names
  • Jillian Marie Dempsey
  • Jullian Dempsey

View on SEC IAPD

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