Brian Edward Van Duyn

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-04-07
MI	RA	APPROVED	2018-04-27
IN	RA	APPROVED	2016-12-19

TX RA
APPROVED_RES

Since 2021-04-07
MI RA
APPROVED

Since 2018-04-27
IN RA
APPROVED

Since 2016-12-19

Branch Locations

6909 North Grape Road, Mishawaka, IN 46545 • United States

2381 West Centre Ave, Portage, MI 49024 • United States

405 East Mckinley Avenue, Mishawaka, IN 46545 • United States

101 Lincolnway E, Mishawaka, IN 46544 • United States

4720 Lincolnway E, Mishawaka, IN 46544 • United States

306 E Main St, Niles, MI 49120 • United States

223 South Front, Dowagiac, MI 49047 • United States

1401 S 11Th St, Niles, MI 49120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
1St Source Bank	Mishawaka	IN	02/2015	Present
Lpl Financial	Mishawaka	IN	02/2015	Present

02/2015 → Present

1St Source Bank

Mishawaka, IN
02/2015 → Present

Lpl Financial

Mishawaka, IN

Other Businesses

(1) 04/13/2015 - 1ST SOURCE ASSET ADVISORS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 01/19/2015 - 160 HR/MO DURING SECS TRDG HRS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-12-15
S63	Uniform Securities Agent State Law Examination	2011-07-13

S65 Uniform Investment Adviser Law Examination

2016-12-15
S63 Uniform Securities Agent State Law Examination

2011-07-13

Other Names

Brian E Van Duyn
Brian Van Duyn
Brian Van Duyn

View on SEC IAPD