Sierra Adele James

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2021
  Cantella And Co., Inc.
  Littleton, CO
• 11/2021 → 12/2022
  Cantella & Co Inc
  Evergreen, CO
• 12/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 12/2022 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 04/2012 → 06/2023
  Cantella & Co., Inc.
  Malden, MA

Previous Registrations

• 2012-04-20 → 2023-06-01
  Cantella & Co., Inc.
  Evergreen, CO
  Malden, MA

Other Businesses

1) VALLE RESTAURANT (MISSION PACIFIC HOTEL - JVD HOTELS - HYATT), 222 North Pacific Street, Oceanside CA 92056, 09/20/2023, W2 Employee, Food/Beverage Services, NIR, 100 HR/MO - 0 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADMINISTRATIVE REP OF AN RIA. INV REL, 160 HR/MO- 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE.

Exams

• S66 Uniform Combined State Law Examination
  2012-04-19