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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-05-06 |
| MS | RA | APPROVED | 2014-02-14 |
Branch Locations
1022 Highland Colony Pkwy, Ridgeland, MS 39157 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ridgeland | MS | 02/2014 | Present |
| Bank Of America, N.A. | Ridgeland | MS | 04/2014 | Present |
I*7438 For profit or not for profit: Name of outside business organization: Investment related: Address of business: Destin, Florida 32541 Nature of business: , Position, title, association: , Start date of relationship: 12/11/2018 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-29 |
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