Jeremy D Rainwater

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-07-20
WA	RA	APPROVED	2017-03-25

TX RA
APPROVED_RES

Since 2021-07-20
WA RA
APPROVED

Since 2017-03-25

Branch Locations

Snoqualmie, WA • United States

950 Broadway Street Suite 309, Tacoma, WA 98402 • United States

920 Fifth Avenue Suite 1600, Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities	Bellevue	WA	05/2015	03/2017
Mml Investors Services, Llc	Seattle	WA	03/2017	Present
Massmutual Life Insurance Co	Seattle	WA	07/2016	Present

05/2015 → 03/2017

Metlife Securities

Bellevue, WA
03/2017 → Present

Mml Investors Services, Llc

Seattle, WA
07/2016 → Present

Massmutual Life Insurance Co

Seattle, WA

Previous Registrations

2015-07-20 → 2017-03-25

Msi Financial Services, Inc.

Bellevue, WA
2014-07-21 → 2015-06-02

Mutual Of Omaha Investor Services, Inc.

Lynnwood, WA

Other Businesses

NAME: ZGirlS INV REL: N ADD: 3600 136th Place SE, Bellevue WA 98006 NATURE: Non-profit for empowering young girls confidence POSITION: Board Member-Finance Committee START DATE: 09/01/2025 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Meet with the executive leadership and help with goal planning. Also will help with fundraising and organizational events. Will attend monthly board member virtual meetings to vie guidance and feedback

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-07-16
S63	Uniform Securities Agent State Law Examination	2011-06-30

S65 Uniform Investment Adviser Law Examination

2014-07-16
S63 Uniform Securities Agent State Law Examination

2011-06-30

View on SEC IAPD