William James Powers

Employer firm

Quint Capital Corporation CRD 26586

$162M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Quint Capital Corporation

230 Park Ave - 361W, New York, NY 10169 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-04-24

CT RA
APPROVED

Since 2023-04-24

Branch Locations

230 Park Ave - 361W, New York, NY 10169 • UNITED STATES

230 Park Ave - 361W, New York, NY 10169 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J Lauren Holdings	Fairfield	CT	10/2000	Present
Quint Capital Corporation	New York	NY	09/2014	Present

10/2000 → Present

J Lauren Holdings

Fairfield, CT
09/2014 → Present

Quint Capital Corporation

New York, NY

Other Businesses

1. J. Lauren Holding Co., Inc. (dba Advanced Data Integration Corp.), 846 Stratfield Road, Fairfield, CT 06852. President. Non-investment related. Start date - 09/2012 to present. Real estate holdings and management, compensation based on rents, maintenance costs and business expenses; 10 hours/month and 0/hours during regular market hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-10-01
S63	Uniform Securities Agent State Law Examination	2011-05-02

S65 Uniform Investment Adviser Law Examination

2013-10-01
S63 Uniform Securities Agent State Law Examination

2011-05-02

View on SEC IAPD