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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-07-29
  • TN RA
    APPROVED
    Since 2022-07-29

Branch Locations

105 Gail Lane, Oliver Springs, TN 37840 • United States

1015 Main St, Wartburg, TN 37887 • United States

15730 Scott Hwy, Oneida, TN 37841 • United States

315 Race St, Kingston, TN 37763 • United States

225 W Avenue, Crossville, TN 38555 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
One Investment Of Tennessee/One Bank Of Tennessee Crossville TN 09/2007 Present
Lpl Financial Cossville TN 03/2011 Present
  • 09/2007 → Present
    One Investment Of Tennessee/One Bank Of Tennessee
    Crossville, TN
  • 03/2011 → Present
    Lpl Financial
    Cossville, TN
Other Businesses

1-12/5/2022 - One Investment of Tennessee - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 08/18/2022 - 160 Hours Per Month/130 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-27
  • S66 Uniform Combined State Law Examination
    2022-07-27
Other Names
  • Delana Lynn Ward

View on SEC IAPD

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