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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-14
AZ RA APPROVED 2023-07-13
  • CA RA
    APPROVED
    Since 2025-01-14
  • AZ RA
    APPROVED
    Since 2023-07-13

Branch Locations

267 Miller Ave, Mill Valley, CA 94941 • United States

475 Stony Point Rd., Santa Rosa, CA 95401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Mill Valley CA 11/2011 07/2019
David Wong Insurance Agency Mill Valley CA 11/2011 Present
State Farm Investment Management Corp. Mill Valley CA 08/2018 07/2019
State Farm Investment Management Corp. Mill Valley CA 04/2021 Present
State Farm Vp Management Corp. Mill Valley CA 04/2021 Present
David Wong Insurance Agency Santa Rosa CA 06/2022 Present
State Farm Vp Management Corp Santa Rosa CA 06/2022 Present
  • 11/2011 → 07/2019
    State Farm Vp Management Corp
    Mill Valley, CA
  • 11/2011 → Present
    David Wong Insurance Agency
    Mill Valley, CA
  • 08/2018 → 07/2019
    Mill Valley, CA
  • 04/2021 → Present
    Mill Valley, CA
  • 04/2021 → Present
    State Farm Vp Management Corp.
    Mill Valley, CA
  • 06/2022 → Present
    David Wong Insurance Agency
    Santa Rosa, CA
  • 06/2022 → Present
    State Farm Vp Management Corp
    Santa Rosa, CA
Previous Registrations
Other Businesses

1) David Wong's Insurance Agency; Insurance Agency; Investment-related; 267 Miller Ave Mill Valley, CA 94941-2862; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 11/01/2011; 80; 80; Service customers and supervise employees 2) Asian American Alliance of Marin; non-Investment-Related; 5800 Northgate Drive San Rafael CA 94903; Association/Committee/Council; Board Member; 10/01/2018; 4hrs; Sit on board. 3) Goodwill Industries of the Redwood Empire; Investment-Related; 651 Yolanda Avenue, Santa Rosa, CA 95404; Public Service- Helping people with disabilities; Director (includes sitting on Board of Directors); 06/01/2001; 3hrs; Member of the Board of Directors-Vote on policy changes and CEO recommendations- I sit on the investment committee that meets less than once a year-They invest only in Bank CDs. 4) David Wong - Property #1 (Personally Held Real Estate); Investment-Related; 267 Miller Ave Mill Valley, CA 94941; Investment or Commercial Property; Owner; 12/29/2015; 0; 0; Rent out 2 rooms in my owned State Farm office building. Both rooms have locked doors to their office and neither tenant has access to any of my State Farm business, offices in the building.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-04-22
  • S63 Uniform Securities Agent State Law Examination
    2011-04-22
Designations

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