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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2024-08-05 |
| NY | RA | APPROVED | 2021-06-21 |
| TX | RA | APPROVED_RES | 2018-08-22 |
Branch Locations
1174 Veterans Memorial Hwy, Hauppauge, NY 11788 • United States
2338 Route 96, Clifton Springs, NY 14432-0635 • United States
5750 Commons Park, East Syracuse, NY 13057 • United States
Manlius, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Micro Productions, Llc | Rockville Centre | NY | 06/2016 | 04/2017 |
| Ameriprise Financial Services, Inc. | Melville | NY | 04/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Hauppauge | NY | 03/2020 | Present |
Outside Employment; Certainty of the Uncertainty, LLC; Employee of legal entity; Compensation received from an advisor owned entity established to manage the practice.; 1174 Veterans Memorial Highway, , Hauppauge, NY, 11788; Investment-Related; 01/01/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-21 |
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