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Amy Beth Sanor

Vicus Capital, Inc.

State College, PA

CRD 5900690

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Employer firm

Vicus Capital, Inc. CRD 116021

$2.99B regulatory AUM 316 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Vicus Capital, Inc.

476 Rolling Ridge Drive Suite 315, State College, PA 16801 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-07-02
  • PA RA
    APPROVED
    Since 2021-07-02

Branch Locations

476 Rolling Ridge Drive, Suite 315, State College, PA 16801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. State College PA 09/2013 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Vicus Capital, Inc. State College PA 06/2021 Present
  • 09/2013 → 06/2021
    Ameriprise Financial Services, Inc.
    State College, PA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2021 → Present
    State College, PA
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: VICUS CAPITAL, INC. INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISOR; START DATE: 06/2021; POSITION/TITLE/RELATIONSHIP: REGISTERED ADMIN; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: PROVIDING ADMIN SERVICES TO ADVISORS; 2. NAME OF OTHER BUSINESS: VICUS CAPITAL, INC. INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 06/2021; POSITION/TITLE/RELATIONSHIP: ADMIN; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: PROVIDING ADMIN SERVICES TO ADVISORS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-26
S63 Uniform Securities Agent State Law Examination 2012-04-05
  • S66 Uniform Combined State Law Examination
    2013-11-26
  • S63 Uniform Securities Agent State Law Examination
    2012-04-05
Designations
  • Certified Financial Planner
Other Names
  • Amy B Sanor
  • Amy Beth Sanor
  • Amy Sanor Gavlock
  • Amy Sanor

View on SEC IAPD

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