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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-03-10
  • AZ RA
    APPROVED
    Since 2022-03-10

Branch Locations

Phoenix, AZ • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-03-10
  • AZ RA
    APPROVED
    Since 2022-03-10

Branch Locations

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Phoenix, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward D Jones & Co Tempe AZ 03/2011 11/2021
Raymond James & Associates, Inc. Phoenix AZ 02/2022 Present
Raymond James Financial Services, Inc. Phoenix AZ 02/2022 Present
Raymond James Financial Service Advisors, Inc. Phoenix AZ 02/2022 Present
  • 03/2011 → 11/2021
    Edward D Jones & Co
    Tempe, AZ
  • 02/2022 → Present
    Phoenix, AZ
  • 02/2022 → Present
    Raymond James Financial Services, Inc.
    Phoenix, AZ
  • 02/2022 → Present
    Raymond James Financial Service Advisors, Inc.
    Phoenix, AZ
Previous Registrations
  • 2013-11-20 → 2021-11-16
    Tempe, AZ
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-05
  • S66 Uniform Combined State Law Examination
    2013-11-05
Other Names
  • Jason Matthew Hearn
  • Jason Hearn

View on SEC IAPD

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