Jacob Alexander Guttman

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 09/2017
  Jacob Guttman Independent Insurance Agent
  Phoenix, AZ
• 10/2016 → 09/2017
  United Planners
  Scottsdale, AZ
• 09/2017 → 10/2022
  Geneos Wealth Management Inc
  Phoenix, AZ
• 05/2010 → 11/2019
  Guttman Financial Group
  Phoenix, AZ
• 11/2019 → 10/2022
  Rosevest Financial
  Phoenix, AZ
• 10/2022 → Present
  Rosevest Financial
  Phoenix, AZ
• 10/2022 → Present
  Cwm, Llc
  Omaha, NE

Previous Registrations

• 2017-10-04 → 2022-10-06
  Geneos Wealth Management, Inc.
  Flagstaff, AZ
  Phoenix, AZ

Other Businesses

NAME OF BUSINESS: Leasing USA, LLC NATURE: Holding company for office suite, owned by the family trust. START: 11/16/2022 POSITION: Manager/Member APPX. HRS/MONTH: 4 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 5 DUTIES: Operate rented building and manage tenant payments/building upkeep NAME OF BUSINESS: JAG Ventures, LLC NATURE: Rosevest is the DBA for JAG Ventures LLC START: 01/01/2018 POSITION: Owner/Managing Member APPX. HRS/MONTH: 10 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 100 DUTIES: Manage LLC, operate company, manage advisory practice and maintain accounting. FIXED INSURANCE NATURE: Insurance START: 12/31/2016 APPX. HRS/MONTH: 3 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 100 POSITION: INSURANCE AGENT DUTIES: Sells Life, Health, Disability, Annuities & LTC

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-04-10
• S63 Uniform Securities Agent State Law Examination
  2016-12-22

Other Names

• Jake Guttman