Danny Chenxin Li

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-04-14

TX RA
APPROVED_RES

Since 2021-04-14

Branch Locations

Frisco, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Company	Pasadena	CA	03/2011	Present
Nylife Securities Llc	Pasadena	CA	08/2011	Present
Eagle Strategies Llc	Glendale	CA	01/2016	Present
Heir, Llc D/B/A Heir Associates	Frisco	TX	12/2023	Present
Openwin Financial & Insurance Services, Llc	Frisco	TX	05/2024	Present

03/2011 → Present

New York Life Insurance Company

Pasadena, CA
08/2011 → Present

Nylife Securities Llc

Pasadena, CA
01/2016 → Present

Eagle Strategies Llc

Glendale, CA
12/2023 → Present

Heir, Llc D/B/A Heir Associates

Frisco, TX
05/2024 → Present

Openwin Financial & Insurance Services, Llc

Frisco, TX

Other Businesses

[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 55 S Lake Ave, Unit 200, Pasadena,CA 91101; Start Date 05/2020; Role/Title: Insurance Broker; Investment Related; 20 hours per month; 20 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF HEIR, LLC D/B/A HEIR ASSOCIATES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; FRISCO TX; START DATE: 12/2023] [TuCo Fit Fund LLC; Partial ownership in Orange theory fitness gym; 8581 NEW GROVE LANE, Las Vegas, NV, 89113; Start Date 06/2024; Role/Title: Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF OPENWIN FINANCIAL & INSURANCE SERVICES, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (ASSOCIATE); (FRISCO, TX); START DATE: 05/2024][16008 MIAMI WAY LLC; Real Estate development. Passive investor-real estate investments; 16008 MIAMI WAY LLC CALIFORNIA LIMITED LIABILITY COMPANY; Start Date 05/2025; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours]

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-12-01
S63	Uniform Securities Agent State Law Examination	2012-03-09

S65 Uniform Investment Adviser Law Examination

2015-12-01
S63 Uniform Securities Agent State Law Examination

2012-03-09

View on SEC IAPD