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Tracey L Richard

Edward Jones

Excelsior Springs, MO

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-21
MO RA APPROVED 2023-09-10
  • TX RA
    APPROVED
    Since 2023-11-21
  • MO RA
    APPROVED
    Since 2023-09-10

Branch Locations

133 Crown Hill Rd, Excelsior Springs, MO 64024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2023 Present
Western District Of Missouri Federal Courthouse Kansas City MO 05/2017 06/2023
Clay County Courthouse Liberty MO 05/2011 04/2017
  • 07/2023 → Present
    Edward Jones
    St Louis, MO
  • 05/2017 → 06/2023
    Western District Of Missouri Federal Courthouse
    Kansas City, MO
  • 05/2011 → 04/2017
    Clay County Courthouse
    Liberty, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-05
  • S66 Uniform Combined State Law Examination
    2023-09-05
Other Names
  • Tracey Lea Faltys
  • Tracey Lea Richard

View on SEC IAPD

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