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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2015-03-23
  • NC RA
    APPROVED
    Since 2015-03-23

Branch Locations

350 N. Cox Street Suite A, Asheboro, NC 27203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 05/2011 06/2020
Equitable Advisors, Llc New York NY 05/2011 Present
Other Businesses

SNOW BENEFITS GROUP, 107 DORSETT DR.NC 28144 (AGENT) JOINT PARTNER WITH ED AND LEE SNOW TO OFFER GROUP HEALTH INSURANCE,7/23/2012, 0HRS/MO; DBA: Alpha Omega Financial, LLC; 350 N. COX ST., UNIT 9 ASHEBORO, NC 27203, PROPERTY OWNER - CO-OWN WITH WIFE, PURCHASED THIS BUILDING TO OWN INSTEAD OF RENTING OFFICE SPACE. RESPONSIBLE FOR PAYING THE BILLS, MAINTENANCE AND CLEANING OF THE BUILDING, AND ASSESSING RENT TO THE OTHER ADVISORS IN THE OFFICE, 02/25/2022, 1 HR/MO; Asheboro Randolph Chamber of Commerce 137 S. Fayetteville, St. Asheboro, NC 27203, Board Member/Treasurer , Attend Bimonthly Board Meetings to help oversee the Chamber of Commerce, 1/01/2023, 1HR/MO; RANDOLPH ELECTRIC MEMBERSHIP CORPORATION 879 MCDOWELL RD. ASHEBORO, NC 27205, COMMITTEE MEMBER - COMMUNITY AWARE COMMITTEE, MEETS ONCE OR TWICE PER YEAR TO GET UPDATES ABOUT RANDOLPH ELECTRIC MEMBERSHIP CORP (REMC) TO BE ABLE TO BE THE EYES AND EARS IN THE COMMUNITY REGARDING THE CO-OP, AND TO BE ABLE TO ANSWER QUESTIONS OR PROVIDE INFO ABOUT WHAT THE CO-OP IS DOING. 4/13/2023, 1HR/MO. ASHEBORO ROTARY CLUB, IMMEDIATE PAST PRESIDENT/BOARD MEMBER, SERVE ON BOARD AND ASSIST THE CURRENT PRESIDENT AS NEEDED, 07/10/2025, 5HRS/MO.: ROTARY DISTRICT 7690, GREENSBORO, NC 27438, COMMITTEE MEMBER, ASSIST THE DISTRICT WITH MEMBERSHIP EFFORTS, INCLUDING RECRUITING AND RETAINING NEW MEMBERS, ATTEND MONTHLY MEETINGS, 07/01/2025, 5HRS/MO.Name: Randolph County Partnership for Children,Co Chair , the Gala Chair "serves as the face and voice of the event, helping inspire community engagement and support." The co-chairs oversee Leadership & Planning, Community Engagement & Fundraising, Board & Volunteer Engagement, and Stewardship & Continuous Improvement as it relates to the Gala. Address: 349 Sunset Ave., Asheboro, NC 27203 Start Date: 7/1/2026, My wife and I are being asked to Chair the 2027 fundraising gala. Hours: 2 per month, not Insurance/Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-13
S63 Uniform Securities Agent State Law Examination 2011-06-03
  • S65 Uniform Investment Adviser Law Examination
    2015-03-13
  • S63 Uniform Securities Agent State Law Examination
    2011-06-03
Other Names
  • Scott Hardin Allen

View on SEC IAPD

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