Kimberly Spaulding Broome

Strategic Advisers LLC

Tysons Corner, VA

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Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-03-31
VA	RA	APPROVED	2025-03-31

TX RA
APPROVED

Since 2025-03-31
VA RA
APPROVED

Since 2025-03-31

Branch Locations

Arlington, VA • United States

1861 International Dr Suite 100, Tysons Corner, VA 22102-4410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Alexandria	VA	04/2022	02/2024
Wells Fargo Bank, Na	Mclean	VA	02/2012	03/2022
Fidelity Investments	Tysons Corner	VA	02/2024	Present
Fidelity Investments	Boston	MA	03/2025	Present

04/2022 → 02/2024

Wells Fargo Clearing Services, Llc

Alexandria, VA
02/2012 → 03/2022

Wells Fargo Bank, Na

Mclean, VA
02/2024 → Present

Fidelity Investments

Tysons Corner, VA
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2024-03-19 → 2025-03-31

Fidelity Personal And Workplace Advisors

Tysons Corner, VA
2022-06-17 → 2024-02-20

Wells Fargo Clearing Services, Llc

Alexandria, VA
2011-05-11 → 2012-02-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

North Bethesda, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-06-17

S66 Uniform Combined State Law Examination

2022-06-17

Other Names

Kimberly Brooke Spaulding
Kimberly Spaulding Broome
Kimberly S Broome

View on SEC IAPD

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