Christopher Helms

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 12/2023
  Columbia Management Invstement Distributors Inc
  Boston, MA
• 01/2024 → 04/2024
  Unemployed
  Boston, MA
• 04/2024 → 08/2025
  Cetera Wealth Services, Llc
  El Segundo, CA
• 04/2024 → 08/2025
  Cetera Wealth Services, Llc
  Greenwood Village, CO
• 04/2024 → 08/2025
  Cetera Investment Services Llc
  St Cloud, MN
• 04/2024 → 08/2025
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 04/2024 → 08/2025
  Cetera Investment Advisors Llc
  Dedham, MA
• 08/2025 → Present
  Rockefeller Capital Management
  Boston, MA
• 08/2025 → Present
  Rockefeller Financial Llc
  Boston, MA

Previous Registrations

• 2024-06-25 → 2025-08-26
  Cetera Investment Advisers Llc
  Dedham, MA
• 2023-09-21 → 2024-01-07
  Columbia Management Investment Advisers, Llc
  Boston, MA
• 2012-08-13 → 2023-09-20
  Columbia Management Investment Advisers, Llc
  Boston, MA
  Dorchester, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-08-03
• S63 Uniform Securities Agent State Law Examination
  2011-05-31

Designations

• Certified Financial Planner

Other Names

• Chris J. Helms
• Chris Helms
• Christopher Jeffrey Helms