Joshua D Ricciarelli

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2014-02-21
NC	RA	APPROVED	2014-02-21
OH	RA	APPROVED	2014-02-21
TX	RA	APPROVED_RES	2006-03-30

LA RA
APPROVED

Since 2014-02-21
NC RA
APPROVED

Since 2014-02-21
OH RA
APPROVED

Since 2014-02-21
TX RA
APPROVED_RES

Since 2006-03-30

Branch Locations

Wilmington, MA • United States

50 Rowes Wharf 4Th Floor, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	Boston	MA	10/2010	Present
J.P. Morgan Securities Llc	Boston	MA	10/2008	Present

10/2010 → Present

Jpmorgan Chase Bank, N.A.

Boston, MA
10/2008 → Present

J.P. Morgan Securities Llc

Boston, MA

Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-02-20
S63	Uniform Securities Agent State Law Examination	2001-04-09

S65 Uniform Investment Adviser Law Examination

2014-02-20
S63 Uniform Securities Agent State Law Examination

2001-04-09

View on SEC IAPD