Joshua D Ricciarelli

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2014-02-21
NC	RA	APPROVED	2014-02-21
OH	RA	APPROVED	2014-02-21
TX	RA	APPROVED_RES	2006-03-30

LA RA
APPROVED

Since 2014-02-21
NC RA
APPROVED

Since 2014-02-21
OH RA
APPROVED

Since 2014-02-21
TX RA
APPROVED_RES

Since 2006-03-30

Branch Locations

Wilmington, MA • United States

50 Rowes Wharf 4Th Floor, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	Boston	MA	10/2010	Present
J.P. Morgan Securities Llc	Boston	MA	10/2008	Present

10/2010 → Present

Jpmorgan Chase Bank, N.A.

Boston, MA
10/2008 → Present

J.P. Morgan Securities Llc

Boston, MA

Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-02-20
S63	Uniform Securities Agent State Law Examination	2001-04-09

S65 Uniform Investment Adviser Law Examination

2014-02-20
S63 Uniform Securities Agent State Law Examination

2001-04-09