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Brian Scott Roes

Cooper/Haims Advisors, LLC

Victor, NY

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Current Employers
Cooper/Haims Advisors, Llc

50 Square Drive Suite 210, Victor, NY 14564 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-14
NY RA APPROVED 2021-04-19
  • TX RA
    APPROVED
    Since 2023-02-14
  • NY RA
    APPROVED
    Since 2021-04-19

Branch Locations

50 Square Drive Suite 210, Victor, NY 14564 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cooper/Haims Advisors, Llc Victor NY 01/2014 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-12-17
  • S65 Uniform Investment Adviser Law Examination
    2002-12-17
Designations

View on SEC IAPD

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