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Dustin Wade Stonebraker

Cetera Investment Advisers LLC

Plainfield, IN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2018-09-24
  • IN RA
    APPROVED
    Since 2018-09-24

Branch Locations

1121 E Main Street, Plainfield, IN 46168 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dwsi Llc Veedersburg IN 11/2002 Present
Pnc Investments Zionsville IN 09/2016 04/2017
Cetera Investment Services Llc St Cloud MN 09/2018 Present
Cetera Investment Advisers Llc Plainfield IN 09/2018 Present
First Merchants Investment Services Plainfield IN 09/2018 Present
  • 11/2002 → Present
    Dwsi Llc
    Veedersburg, IN
  • 09/2016 → 04/2017
    Pnc Investments
    Zionsville, IN
  • 09/2018 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 09/2018 → Present
    Cetera Investment Advisers Llc
    Plainfield, IN
  • 09/2018 → Present
    First Merchants Investment Services
    Plainfield, IN
Previous Registrations
Other Businesses

1) DWSI LLC 50% OWNER OF REMTAL HOMES. 2)GOOD INTENTIONS FARM 50% OWNER OF PRODUCE AND LIVESTOCK.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-08
S63 Uniform Securities Agent State Law Examination 2011-04-21
  • S65 Uniform Investment Adviser Law Examination
    2016-12-08
  • S63 Uniform Securities Agent State Law Examination
    2011-04-21

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
FIFTH THIRD SECURITIES, INC.
GUNNELL FINANCIAL PLANNING
EDWARD JONES
OSAIC WEALTH, INC.
SUNRIFT CAPITAL PARTNERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
PNC WEALTH MANAGEMENT LLC

Other Investors

JENNIFER PATRICIA AYERS
Kyle Jo Archer
James Cavitt
Travis Schnell
EDWARD LEE GUNNELL
Eric Michael Randel
JASON DAVID STUCKY
DUSTIN WILLIAM HUNTER

Other Offices

J.P. MORGAN SECURITIES LLC · PLAINFIELD, IN
FIFTH THIRD SECURITIES, INC. · PLAINFIELD, IN
GUNNELL FINANCIAL PLANNING · PLAINFIELD, IN
EDWARD JONES · PLAINFIELD, IN
OSAIC WEALTH, INC. · PLAINFIELD, IN
SUNRIFT CAPITAL PARTNERS LLC · PLAINFIELD, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Plainfield, IN
EDWARD JONES · PLAINFIELD, IN

More in Plainfield, IN

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