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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-04-05
MO RA APPROVED 2016-04-04
  • IL RA
    APPROVED
    Since 2016-04-05
  • MO RA
    APPROVED
    Since 2016-04-04

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

1714 Deer Tracks Trail Suite 225, Town And Country, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning, Inc. Fort Worth TX 03/2011 Present
First Command Financial Services, Inc. Fort Worth TX 03/2011 Present
First State Community Bank Farmington MO 08/2008 Present
  • 03/2011 → Present
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 03/2011 → Present
    First Command Financial Services, Inc.
    Fort Worth, TX
  • 08/2008 → Present
    First State Community Bank
    Farmington, MO
Other Businesses

Name of the other business: K Freeman Planning LLC ; Whether the business is investment-related: Yes ; Address of the other business: 1714 Deer Tracks Trail Suite 225 St. Louis, MO 63131 ; Nature of the other business: Owner/Sole/Partner ; Your position, title, or relationship with the other business: Independent Contractor/Owner ; The start date of your relationship: 10/1/2020 ; The approximate number of hours/month you devote to the other business: 1 to 5 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: This is for my Financial Advising Business. I have an LLC S-Corp for IC status with First Command

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-01-30
S63 Uniform Securities Agent State Law Examination 2011-07-06
  • S66 Uniform Combined State Law Examination
    2013-01-30
  • S63 Uniform Securities Agent State Law Examination
    2011-07-06
Other Names
  • Kathryn M Freeman
  • Kathryn Francis
  • Kathryn M Francis
  • Kathy Freeman

View on SEC IAPD

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