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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-25 |
| OH | RA | APPROVED | 2019-02-15 |
Branch Locations
6133 Rockside Road Suite 304, Independence, OH 44131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | Independence | OH | 04/2015 | 02/2019 |
| Foresters Advisory Services Llc | Independence | OH | 10/2015 | 02/2019 |
| Commonwealth Financial Network | Waltham | MA | 02/2019 | Present |
| Bridgeview Wealth Partners, Llc | Valley View | OH | 02/2019 | Present |
1.Co-Owner, Bridgeview Wealth Partners, LLC, a private entity established to facilitate securities, advisory, and insurance business; As of 2/15/2019; Approximately less than 5% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2.Fixed insurance sales, as an Agent, under the name 'Bridgeview Wealth Partners'; As of 02/15/2019; Approximately 10% time spent during securities trading hours per month; Conducted at branch location; Investment related. 3. Co-owner of rental property located in Lakewood, OH, as of 4/01/2023; 0% time spent during business hours; Not conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-27 |
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