Raman J Singh

Current Employers

Singh Pwm Llc

Peoria, AZ • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-08-23
AZ	RA	APPROVED	2023-06-07

TX RA
APPROVED_RES

Since 2023-08-23
AZ RA
APPROVED

Since 2023-06-07

Branch Locations

Phoenix, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Investments	Sarasota	FL	09/2015	02/2017
Northwestern Mutual Investment Services	Tampa	FL	02/2017	03/2018
Unemployed	St. Petersburg	FL	04/2018	05/2018
The Holland Group Retirement Wealth Advisors	Clearwater	FL	06/2018	03/2021
Facet Wealth	Baltimore	MD	04/2021	09/2022
Facet Wealth	St Petersburg	FL	04/2021	09/2022
Mutual Trust Asset Mgmt., Inc	Clearwater	FL	03/2020	03/2021
Strategic Advisers, Inc.	Sarasota	FL	09/2015	01/2017
Singh Private Wealth Management	Phoenix	AZ	03/2023	Present
Varsity Tutors Llc	Clayton	MO	09/2022	Present
Rrjr Enterprises, Llc	Phoenix	AZ	09/2022	Present

09/2015 → 02/2017

Fidelity Investments

Sarasota, FL
02/2017 → 03/2018

Northwestern Mutual Investment Services

Tampa, FL
04/2018 → 05/2018

Unemployed

St. Petersburg, FL
06/2018 → 03/2021

The Holland Group Retirement Wealth Advisors

Clearwater, FL
04/2021 → 09/2022

Facet Wealth

Baltimore, MD
04/2021 → 09/2022

Facet Wealth

St Petersburg, FL
03/2020 → 03/2021

Mutual Trust Asset Mgmt., Inc

Clearwater, FL
09/2015 → 01/2017

Strategic Advisers, Inc.

Sarasota, FL
03/2023 → Present

Singh Private Wealth Management

Phoenix, AZ
09/2022 → Present

Varsity Tutors Llc

Clayton, MO
09/2022 → Present

Rrjr Enterprises, Llc

Phoenix, AZ

Previous Registrations

2023-11-16 → 2024-01-03

Montoya Wealth Management

Phoenix, AZ

Prescott, AZ
2021-04-15 → 2022-09-27

Facet

West Palm Beach, FL

St Petersburg, FL
2020-03-19 → 2021-03-23

Mutual Trust Asset Mgmt., Inc.

Tampa, FL

Clearwater, FL
2017-02-07 → 2018-03-28

Northwestern Mutual Investment Services, Llc

Tampa, FL
2015-09-18 → 2017-01-26

Strategic Advisers Llc

Sarasota, FL
2012-09-05 → 2014-11-19

Morgan Stanley

Houston, TX

Dallas, TX

Other Businesses

Varsity Tutors LLC, non investment related, 101 South Hanley Road Suite 300 Clayton MO 63105, Tutoring students on FINRA licenses, tutor, 09/01/2022, 20 hours per week RRJR Enterprises, LLC, noninvestment related, 3829 N 4th ST. Phoenix, AZ 85012, Distributor & Reseller of Leather Products, Managing partner, 09/2022. 20 hours per month Montoya Wealth Management, Investment related, a Registered Investment Advisor CRD # 285039 located at 2069 Willow Creek Road, Prescott, AZ 86301, Paraplanning & Investment Advisory Representative Services, assist the Co-Founders with case-design, developing client solutions, provide meeting prep services, and directly works with Montoya Wealth Clients on an as needed basis, 11/1/2023, 25 Hours per month

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-09-04

S66 Uniform Combined State Law Examination

2012-09-04

Designations

Other Names

Raman Jot Singh
Raman J Singh

View on SEC IAPD