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Citizens Securities, Inc. CRD 39550
$12.9B regulatory AUM 60,545 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-09 |
| OH | RA | APPROVED | 2025-11-20 |
| WV | RA | APPROVED | 2025-01-14 |
| PA | RA | APPROVED | 2024-10-30 |
| NY | RA | APPROVED | 2024-08-19 |
| CA | RA | APPROVED | 2024-05-17 |
| FL | RA | APPROVED | 2022-08-23 |
| MD | RA | APPROVED | 2022-02-03 |
| NJ | RA | APPROVED | 2021-08-05 |
| CT | RA | APPROVED | 2019-12-10 |
| RI | RA | APPROVED | 2019-12-10 |
Branch Locations
1 Citizens Bank Way, Johnston, RI 02919 • United States
51 Main Street Mailstop: Ri-026, Wakefield, RI 02891 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 04/2015 | 02/2019 |
| Bank Of America, N.A. | Lincoln | RI | 05/2015 | 02/2019 |
| Unemployed | Cranston | RI | 02/2019 | 11/2019 |
| Citizens Securities, Inc. | Wakefield | RI | 11/2019 | Present |
Hotel Wiskey LLC - agent for property in Wakefield, RI; 5 minutes/month; Start date: 12/2021
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 2011-04-08 |
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