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Employer firm

The Huntington Investment Company CRD 16986

$7.89B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-03-15
  • WI RA
    APPROVED
    Since 2022-03-15

Branch Locations

New London, WI • United States

Hfa Service Center Osj - Bethel Road 1600 Bethel Road, Columbus, OH 43220 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Green Bay WI 08/2015 02/2017
Firstmerit Bank Green Bay WI 08/2015 02/2017
The Huntington Investment Company Sturgeon Bay WI 02/2017 06/2019
Unemployed New London WI 06/2019 06/2020
Fbl Financial Group West Des Moines IA 06/2020 08/2021
Fbl Marketing Services West Des Moines IA 06/2020 08/2021
Unemployed New London WI 08/2021 03/2022
The Huntington Investment Company Columbus OH 03/2022 Present
  • 08/2015 → 02/2017
    Lpl Financial Llc
    Green Bay, WI
  • 08/2015 → 02/2017
    Firstmerit Bank
    Green Bay, WI
  • 02/2017 → 06/2019
    Sturgeon Bay, WI
  • 06/2019 → 06/2020
    Unemployed
    New London, WI
  • 06/2020 → 08/2021
    Fbl Financial Group
    West Des Moines, IA
  • 06/2020 → 08/2021
    Fbl Marketing Services
    West Des Moines, IA
  • 08/2021 → 03/2022
    Unemployed
    New London, WI
  • 03/2022 → Present
    Columbus, OH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-29
S63 Uniform Securities Agent State Law Examination 2011-05-12
  • S65 Uniform Investment Adviser Law Examination
    2017-08-29
  • S63 Uniform Securities Agent State Law Examination
    2011-05-12

View on SEC IAPD

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