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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-10-04 |
Branch Locations
200 West Beaver Ave, Suite 208, State College, PA 16801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwest Savings Bank | Warren | PA | 01/1998 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 11/2015 | 08/2017 |
| Northwest Advisors, Inc. | Warren | PA | 11/2015 | 12/2018 |
| Cetera Investment Advisers Llc | Warren | PA | 03/2017 | 08/2017 |
| Lpl Financial Llc | Warren | PA | 10/2017 | Present |
1. 2/5/2020 - Northwest Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/01/2020 - 160 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-01-27 |
| S65 | Uniform Investment Adviser Law Examination | 2014-01-31 |
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