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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-06-12 |
Branch Locations
9000 Southside Blvd Ci Client Services, Jacksonville, FL 32256 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 03/2017 | Present |
| Bank Of America, N.A. | Jacksonville | FL | 03/2017 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 02/2011 | 03/2017 |
| Florida Air National Guard | Jacksonville | FL | 03/2011 | 03/2017 |
For profit or not for profit: Government Organization Name of outside business organization: FLORIDA AIR NATIONAL GUARD Investment related (Y/N): N Address of business: Jacksonville, FL United States Nature of business: Government Organization Position, title, association: OPERATIONS MANAGER Start date of relationship: 03/2011 Number of hours devoted: Number of hours devoted during trading hours: Duties: OPERATIONS MANAGER I*2131 FOR PROFIT OR NOT FOR PROFIT: GOVERNMENTAL OR PUBLIC PURPOSE ENTITY NAME OF OUTSIDE BUSINESS ORGANIZATION: 202 RED HORSE SQ FLORIDA AIR NATIONAL GUARD INVESTMENT RELATED: N ADDRESS OF BUSINESS: STARKE, FLORIDA 32091 NATURE OF BUSINESS: MILITARY UNIT, POSITION, TITLE, ASSOCIATION: OPERATIONS MANAGER, START DATE OF RELATIONSHIP: 3/3/2011 NUMBER OF HOURS DEVOTED: 16 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I AM SERVING IN THE FLORIDA AIR NATIONAL GUARD
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-09 |
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