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Veronica Ray Harrell

The Strategic Financial Alliance, Inc.

Atlanta, GA

CRD 5898449

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Employer firm

The Strategic Financial Alliance, Inc. CRD 126514

$382M regulatory AUM 30 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
The Strategic Financial Alliance, Inc.

2200 Century Parkway Suite 500, Atlanta, GA 30345 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2017-01-11
  • GA RA
    APPROVED
    Since 2017-01-11

Branch Locations

2200 Century Parkway Suite 500, Atlanta, GA 30345 • US

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Strategic Financial Alliance, Inc. Atlanta GA 02/2011 Present
Other Businesses

Name: SFA Holdings and subsidiaries Position: AVP, Compliance Nature: Holding company for financial services companies. Investment Related: Yes Hours: 160 per month/ Securities Trading Hours: 140 Start Date: 02/28/2011 Address: 2200 Century Parkway, Suite 500, Atlanta GA 30345, United States Description: Shared compliance services for SFA, Strategic Blueprint, and Timbrel Capital.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-16
  • S66 Uniform Combined State Law Examination
    2016-12-16
Other Names
  • Veronica Nicole Ray
  • Veronica Ray Conn

View on SEC IAPD

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