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Michael Thomas Ball

Commonwealth Financial Network

West Sacramento, CA

Overland Park, KS

CRD 5898111

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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-02-06
MO RA APPROVED 2025-02-06
  • KS RA
    APPROVED
    Since 2025-02-06
  • MO RA
    APPROVED
    Since 2025-02-06

Branch Locations

West Sacramento, CA • United States

10801 Mastin Street Suite 370, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summit Wealth Advisors Overland Park KS 01/2015 Present
Commonwealth Financial Network Waltham MA 01/2015 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-30
  • S66 Uniform Combined State Law Examination
    2011-03-30
Other Names
  • Michael Thomas Ball
  • Michael T Ball

View on SEC IAPD

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