Thomas Joseph Dingley

Current Employers

Employment History

• 02/2011 → 07/2018
  Hrc Investment Services
  Albany, NY
• 03/2021 → Present
  Alphastar Capital Management, Llc
  Cornelius, NC
• 07/2018 → 06/2023
  Mosaic Wealth Strategies Group Ltd
  Saratoga Springs, NY
• 08/2023 → Present
  Tjd Financial Planning Llc
  Clifton Park, NY
• 01/2019 → 03/2024
  Dream Vacations
  Clifton Park, NY

Previous Registrations

• 2017-12-19 → 2018-07-09
  Tsa Management Inc
  Clifton Park, NY
  Glen Head, NY

Other Businesses

DBA TJD Financial Planning, beginning April 2018. Separately licensed as an independent insurance agent since 2011 and may be appointed with various insurance companies to provide insurance products and service to the Firm's clients. Devote approximately 10% of my professional time per month as insurance agent. 160 Hours at least for Investment Related business. 10 hours for Insurance business to include Life, Long Term Care, and Disability Insurance. I earn commissions for these activities. These insurance commissions are paid directly from the various insurance companies or agencies and may license with and not from Alphastar. The fee you pay Alphastar for advisory services are separate and distinct from commissions and non-cash compensation. The fee you pay Alphastar for advisory services are separate and distinct from commissions and non-cash compensation. Insurance business facilitated through our affiliate, Financial Independence Group ("FIG"), presents a conflict of interest because FIG will receive compensation directly from the insurance company for insurance services facilitated. The fee you pay Alphastar for advisory services are separate and distinct from the commissions and non-cash compensation.

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-04-30

Designations