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Jennifer Monday Leman

LPl Financial LLC

Houston, TX

CRD 5897226

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2024-11-13
TX RA APPROVED 2017-11-29
  • NM RA
    APPROVED
    Since 2024-11-13
  • TX RA
    APPROVED
    Since 2017-11-29

Branch Locations

6363 Woodway Dr Ste 380, Houston, TX 77057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Houston TX 04/2011 Present
Lpl Financial Llc Houston TX 11/2017 Present
  • 04/2011 → Present
    National Planning Corporation
    Houston, TX
  • 11/2017 → Present
    Houston, TX
Previous Registrations
  • 2012-02-28 → 2017-11-29
    National Planning Corporation
    Houston, TX
    Los Angeles, CA
Other Businesses

1. 11/29/2017 - JENNIFER MONDAY LEMAN - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - INDEPENDENT INSURANCE AGENT - Start Date 12/26/2012 - Fixed/LTC/whole and term life. 2. 11/29/2017 - MONDAY LEMAN FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 04/16/12.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-22
  • S66 Uniform Combined State Law Examination
    2012-02-22
Other Names
  • Jennifer Leman
  • Jennifer Lee Monday
  • Jennifer Monday Leman
  • Jennifer Lee Monday Leman

View on SEC IAPD

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