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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-10 |
| CT | RA | APPROVED | 2014-11-06 |
Branch Locations
1266 East Main Street 6Th Floor, Stamford, CT 06902 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2012 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2012 | Present |
01/01/2001, Officer, President, Music Services, Moses McClean Productions, LLC, 256 Washington Blvd #14, Stamford, CT 06902, 0 hrs/month, $3000 comp, bank account name: Moses McClean Productions LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2011-05-26 |
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