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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2020-04-23 |
| NJ | RA | APPROVED | 2012-07-04 |
Branch Locations
2000 Westchester Avenue 1Nc, Purchase, NY 10577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Purchase | NY | 04/2011 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 09/2015 | Present |
*173431 - Predators Lacrosse LLC; Investment Related: Yes; eastchester, New York; Recreation; Board Member, Partner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 09/2013; During Business Hours: 0; After Business Hours: 20; Business Development/Growth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-07-03 |
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