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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-02-01
  • OH RA
    APPROVED
    Since 2023-02-01

Branch Locations

3333 Richmond Rd Ste 345, Cleveland, OH 44122 • United States

University Heights, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Llc Mayfield Heights OH 05/2014 04/2018
Key Investment Services Cleveland OH 08/2019 01/2020
Key Private Bank Pepper Pike OH 04/2018 07/2019
Boenning & Scattergood Cleveland OH 01/2020 02/2023
Lpl Financial, Llc Cleveland OH 02/2023 Present
  • 05/2014 → 04/2018
    Mayfield Heights, OH
  • 08/2019 → 01/2020
    Key Investment Services
    Cleveland, OH
  • 04/2018 → 07/2019
    Key Private Bank
    Pepper Pike, OH
  • 01/2020 → 02/2023
    Boenning & Scattergood
    Cleveland, OH
  • 02/2023 → Present
    Cleveland, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-18
  • S66 Uniform Combined State Law Examination
    2012-01-18

View on SEC IAPD

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