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2601 Main Street Suite 100, Irvine, CA 92614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-03-20 |
| CA | RA | APPROVED | 2015-11-23 |
Branch Locations
2601 Main Street Suite 100, Irvine, CA 92614 • United States
17011 Beach Blvd. Suite 101, Huntington Beach, CA 92647 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Irvine | CA | 04/2000 | 11/2017 |
| Trilogy Capital, Inc. | Huntington Beach | CA | 11/2015 | Present |
| Lpl Financial Llc | Huntington Beach | CA | 11/2017 | Present |
| Trilogy Financial Services | Huntington Beach | CA | 10/2000 | Present |
1. 2/14/2018 - Trilogy Capital, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - 120 Hours Per Month - I provide investment advisory services through Trilogy Capital, Inc., an independent investment advisor firm. I started this business activity in 1/2018. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 8/1/2018 - Trilogy Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance. 3. 8/1/2018 - Trilogy Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-20 |
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