Paul Bergeron

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2002 → Present
  Paul Bergeron Real Estate
  Sausalito, CA
• 05/2011 → 11/2023
  Fsc Securities Corp
  Atlanta, GA
• 05/2011 → 04/2024
  The Retirement Group, Llc
  San Diego, CA
• 11/2023 → 04/2024
  Osaic Wealth, Inc.
  Novato, CA
• 05/2024 → 06/2025
  Lpl Financial Llc
  Sausalito, CA
• 05/2024 → Present
  Wealth Enhancement Group
  Sausalito, CA
• 05/2024 → Present
  Wealth Enhancement Advisory Services
  Sausalito, CA
• 05/2024 → Present
  Wealth Enhancement Brokerage Services
  Sausalito, CA

Previous Registrations

• 2018-01-16 → 2024-06-07
  The Retirement Group, Llc
  Novato, CA
  San Diego, CA
• 2015-01-29 → 2017-12-31
  The Retirement Group, Llc
  Novato, CA
  San Diego, CA

Other Businesses

PAUL BERGERON REAL ESTATE - Mortgage/Real Estate Services - Owner/Broker - CA. 94965 - Investment related - 17 Hours per month - Start date: 5/1/24. LBI BEACH HOUSE LLC - Real Estate Rental - Co-owner - NJ, 08008, MD 21131 - Investment related - 1 Hour per month - Start date: 5/1/24. Paul Bergeron - Real Estate Rental - Trustee of trust which is owner - CA 96150, ca 94965 - Investment related - 2 Hours per month - Start date: 2/1/98. PAUL BERGERON REAL ESTATE - Mortgage/Real Estate Services - Real Estate Broker - CA. 94965 - Investment related - 17 Hours per month - Start date: 5/1/24. PAUL BERGERON REAL ESTATE - Property Management - Property Manager/Owner - CA. 94965 - Non investment related - 8 Hours per month - Start date: 5/1/24. Paul Bergeron - Real Estate Rental - owner - CA 94901 - Investment related - 1 Hour per month - Start date: 1/1/02. WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 5/1/24 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Wealth Enhancement Advisory Services, LLC an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD.

Exams

• S66 Uniform Combined State Law Examination
  2011-05-19