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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-04-15 |
| TN | RA | APPROVED | 2014-01-21 |
Branch Locations
151 Major Reynolds Place, Knoxville, TN 37919 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Knoxville | TN | 04/2013 | Present |
| Cetera Investment Services Llc | St.CLoud | MN | 04/2013 | Present |
| Cetera Investment Advisers Llc | Knoxville | TN | 01/2014 | Present |
1.)REGIONS BANK, FINANCIAL ADVISOR; 2.)ROTARY CLUB OF KNOXVILLE. .5 HR WK/0 COMP. CIVIC SERVICES. DOES NOT INVOLVE SECURITIES OR CLIENTS. 3.) BOARD MEMBER FOR KID'S PLACE AT SEQUOYAH, INC; AFTER SCHOOL PROGRAM FOR ELEMENTARY SCHOOL CHILDREN. 4.) SECRETARY FOR KID'S PLACE AT SEQUOYAH, INC; AFTER SCHOOL PROGRAM FOR ELEMENTARY SCHOOL CHILDREN, 1/HR/WK.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-06 |
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