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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-08-04
  • IA RA
    APPROVED
    Since 2026-08-04

Branch Locations

816 Tower Park Drive, Waterloo, IA 50701 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

816 Tower Park Drive, Waterloo, IA 50701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Resource Advisors Waterloo IA 02/2011 Present
Cetera Advisors Llc Denver CO 01/2013 08/2026
Fra Tower Park, Llc Waterloo IA 12/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 08/2026
Dt Ventures, Inc Waterloo IA 10/2024 Present
Lpl Financial, Llc Waterloo IA 08/2026 Present
  • 02/2011 → Present
    Financial Resource Advisors
    Waterloo, IA
  • 01/2013 → 08/2026
    Cetera Advisors Llc
    Denver, CO
  • 12/2021 → Present
    Fra Tower Park, Llc
    Waterloo, IA
  • 03/2024 → 08/2026
    Schaumburg, IL
  • 10/2024 → Present
    Dt Ventures, Inc
    Waterloo, IA
  • 08/2026 → Present
    Waterloo, IA
Previous Registrations
Other Businesses

1. 07/2026 - Integrated Accounting Solutions - Tax Prep/Accounting/CPA - Inv Related – 160 Hour(s)/Month – 130 Hour(s) During Trading – Waterloo, IA, 50701 – OBA Start Date: 01/01/2012 2. 07/2026 - Pinnacle Investment Properties LLC - Real Estate Rental - Inv Related – 0 Hour(s)/Month – 0 Hour(s) During Trading – Jesup, IA, 50648 – OBA Start Date: 08/02/2016 3. 07/2026 - Financial Resource Advisors - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 130 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 8/4/2026 4. 07/2026 - FRA Tower Park LLC - Business Entity For Tax/Investment Purposes Only - Inv Related – 0 Hour(s)/Month – 0 Hour(s) During Trading – Waterloo, IA, 50701 – OBA Start Date: 12/01/2021 5. 07/2026 - DT Ventures Inc - Business Entity For Tax/Investment Purposes Only - Inv Related – 20 Hour(s)/Month – 0 Hour(s) During Trading – Jesup, IA, 50648 – OBA Start Date: 10/20/2024 6. 07/2026 - The Pedaler's Fork - Business Owner - Not Inv Related – 20 Hour(s)/Month – 0 Hour(s) During Trading – Cedar Rapids, IA, 52402 – OBA Start Date: 10/20/2024 7. 07/2026 - Bovy Tax and Accounting LLC - Business Entity For Tax/Investment Purposes Only - Inv Related – 0 Hour(s)/Month – 0 Hour(s) During Trading – Jesup, IA, 50648 – OBA Start Date: 11/16/2010

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-27
  • S66 Uniform Combined State Law Examination
    2013-12-27

View on SEC IAPD

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