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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fremont Bank | San Leandro | CA | 06/2015 | Present |
| Sorrento Pacific Financial Llc | San Leandro | CA | 06/2015 | 11/2016 |
| Lpl Financial Llc | San Leandro | CA | 11/2016 | Present |
1)11/15/16- FB Financial Services, A Division of Fremont Bank- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2)11/15/16- FREMONT BANK - WEALTH MANAGEMENT PRIVATE BANKER- Inv. Related- at reported business location(s)- start date 8/8/2015- 100%
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-27 |
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