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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-03-30 |
| TX | RA | APPROVED_RES | 2009-01-20 |
| IN | RA | APPROVED | 2003-03-06 |
Branch Locations
510 E 96Th St, Indianapolis, IN 46240 • United States
Tarpon Springs, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indianapolis | IN | 09/2002 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-21 |
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