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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-09
  • CA RA
    APPROVED
    Since 2026-04-09

Branch Locations

877 Ygnacio Valley Rd., Ste. 220, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. North Hollywood CA 03/2016 03/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated North Hollywood CA 03/2016 03/2022
Morgan Stanley Sherman Oaks CA 03/2022 04/2026
Cambridge Investment Research, Inc. Fairfield IA 04/2026 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2026 Present
Previous Registrations
  • 2022-04-08 → 2026-04-06
    Sherman Oaks, CA
    Oxnard, CA
    Porter Ranch, CA
  • 2016-03-30 → 2022-03-21
    North Hollywood, CA
    Van Nuys, CA
    Studio City, CA
    North Hollywood, CA
    Sherman Oaks, CA
    North Hollywood, CA
    Santa Clarita, CA
    North Hollywood, CA
    North Hollywood, CA
    North Hollywood, CA
    Encino, CA
    Santa Clarita, CA
    Malibu, CA
    Malibu, CA
    Malibu, CA
  • 2015-09-22 → 2016-03-22
    San Diego, CA
Other Businesses

1) BLUE VANGUARD CAPITAL, 12051 Turtle Springs Ct, Porter Ranch CA 91326, 04/2026, Owner, DBA Name, NIR, 4 HR/MO, 0 HR/MO TRADING 2) CIRA, 1776 Pleasant Plain Road, Fairfield, IA 52556, 04/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO, 120 HR/MO TRADING 3) PROXY ADVISORY GROUP, 1212 Broadway Plaza, Office 106, Walnut Creek, CA 94596, 04/2026, Agent, Marketing, INV REL, 30 HR/MO, 25 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-21
  • S66 Uniform Combined State Law Examination
    2015-09-21
Other Names
  • Jason Selzer

View on SEC IAPD

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