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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-09 |
Branch Locations
877 Ygnacio Valley Rd., Ste. 220, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | North Hollywood | CA | 03/2016 | 03/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | North Hollywood | CA | 03/2016 | 03/2022 |
| Morgan Stanley | Sherman Oaks | CA | 03/2022 | 04/2026 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2026 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2026 | Present |
1) BLUE VANGUARD CAPITAL, 12051 Turtle Springs Ct, Porter Ranch CA 91326, 04/2026, Owner, DBA Name, NIR, 4 HR/MO, 0 HR/MO TRADING 2) CIRA, 1776 Pleasant Plain Road, Fairfield, IA 52556, 04/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO, 120 HR/MO TRADING 3) PROXY ADVISORY GROUP, 1212 Broadway Plaza, Office 106, Walnut Creek, CA 94596, 04/2026, Agent, Marketing, INV REL, 30 HR/MO, 25 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-21 |
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