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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-25 |
Branch Locations
1415 Ballinger Street, Ft. Worth, TX 76102 • United States
1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanctuary Wealth | Fort Worth | TX | 06/2021 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Worth | TX | 12/1997 | 06/2021 |
(1) Notary Position: Notary Investment Related: No Hours: 1 Securities Trading Hours: 1 Start Date: 03/01/2006 Address: 12309 BELLA STELLE DR, FORT WORTH TX 76126, United States Description: Notarize documents in person
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-26 |
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