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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2020-06-03 |
| TX | RA | APPROVED | 2020-06-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Albany | GA | 02/2013 | 06/2020 |
| Wells Fargo Advisors Financial Network, Llc | Albany | GA | 06/2020 | Present |
JIV INVESTMENTS LLC, INV RELATED, ALBANY, GA, 100% OWNERSHIP, START 4/30/2009, ZERO HOURS PER MONTH, ZERO DURING TRADING, TO BUY SELL AND RENT HOMES. JSI INVESTMENTS LLC, NOT INV RELATED, ALBANY, GA, 100% OWNERSHIP, START 1/6/2015, ZERO HOURS PER MONTH, ZERO DURING TRADING, HOLDS INVESTMENT 34% OWNERSHIP OF ALBANY CEO NEWS. III INVESTMENTS, INV RELATED, ALBANY, GA, 33.33% OWNERSHIP, START 3/7/2019, ZERO HOURS PER MONTH, ZERO DURING TRADING, BUY SELL AND BUILD HOMES. ALBANY CEO; NOT INVESTMENT RELATED; ALBANY,GA; 34% OWNERSHIP; START 1/1/2012; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; PASSIVE INVESTOR OF ONLINE NEWS WEBSITE.; MARCUS, INMAN, AND DANIELS WEALTH ADVISORS, INV RELATED, ALBANY, GA, 33.33% OWNERSHIP, START 6/3/2020, 180 HOURS PER MONTH, 130 HOURS DURING TRADING, FINET PRACTICE.; ISJ LLC, INV RELATED, ALBANY, GA, 100% OWNERSHIP, START 6/3/2020, 180 HOURS PER MONTH, 130 HOURS DURING TRADING, FINET PRACTICE.; ISJ4, LLC, INV RELATED, ALBANY, GA, 100% OWNERSHIP, START: 3/1/2024, 5 HOURS A MONTH, 0 HOURS DURING TRADING, PLANTATION HELD IN LLC. ALBANY-DOUGHERTY ECONOMIC DEVELOPMENT COMMISSION ; NOT INV RELATED;ALBANY,GA; BOARD MEMBER; START DATE: 02/10/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-30 |
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