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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-19 |
| IA | RA | APPROVED | 2016-09-22 |
Branch Locations
941 E Second Ave Suite 201, Coralville, IA 52241 • United States
Iowa City, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cape Parking Llc | Cape Girardeau | MO | 07/2012 | Present |
| Regions Bank | Coralville | IA | 08/2015 | 09/2016 |
| Cetera Investment Advisers Llc | Coralville | IA | 08/2015 | 09/2016 |
| Cetera Investment Services Llc | St.CLoud | MN | 08/2015 | 09/2016 |
| Tiaa | Coralville | IA | 09/2016 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Coralville | IA | 09/2016 | Present |
(1) CAPE PARKING, LLC POSITION: Owner NATURE: Valet Parking Services INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/23/2012 ADDRESS: 407 N. Kingshighway, Suite 400, Cape Girardeau MO 63701, United States DESCRIPTION: Manage the operations of Cape Parking, LLC. Staff locations for valet service. Park cars for customers. (2) IC VALET POSITION: Founder/Owner NATURE: Valet Parking Services INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 11/06/2017 ADDRESS: 407 N. Kingshighway, Suite 400, Cape Girardeau MO 63701, United States DESCRIPTION: Manage the operations of IC Valet. Staff locations for valet service. Park cars for customers. (3) COMMUNITY CRISIS SERVICES AND FOOD BANK POSITION: Board Member NATURE: Food bank and suicide prevention mainly. https://builtbycommunity.org/ INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 08/26/2020 ADDRESS: 1121 S. Gilbert Court, Iowa City IA 52240, United States DESCRIPTION: Food bank and suicide prevention line mainly. (4) HOTWHEELS HOLDINGS, LLC POSITION: Member NATURE: Asset Protection INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/16/2025 ADDRESS: 3011 American Way, Missoula MT 59808, United States DESCRIPTION: Asset Protection
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-16 |
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