Best Investors Account Sign in

Aaron James Schmitz

LPl Financial LLC

Jefferson City, MO

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-29
MO RA APPROVED 2020-04-30
  • TX RA
    APPROVED_RES
    Since 2025-10-29
  • MO RA
    APPROVED
    Since 2020-04-30

Branch Locations

3407 Knipp Drive, Jefferson City, MO 65109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc Jefferson City MO 03/2011 04/2020
Securities America Advisors, Inc. Jefferson City MO 02/2012 04/2020
Lpl Financial Llc Jefferson City MO 04/2020 Present
  • 03/2011 → 04/2020
    Securities America, Inc
    Jefferson City, MO
  • 02/2012 → 04/2020
    Securities America Advisors, Inc.
    Jefferson City, MO
  • 04/2020 → Present
    Lpl Financial Llc
    Jefferson City, MO
Previous Registrations
  • 2012-02-15 → 2020-04-30
    Securities America Advisors, Inc.
    Jefferson City, MO
Other Businesses

1)4/30/2020-Nicklas Financial - DBA for LPL Business (entity for LPL business)- Inv. Related- Jefferson City, MO- 100%

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-04
  • S66 Uniform Combined State Law Examination
    2011-08-04
Other Names
  • Aaron Schmitz

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
EDWARD JONES
BUILD ASSET MANAGEMENT
HUNTLEIGH ADVISORS, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
SMITH, MOORE & CO.

Other Investors

FRANK EDWARD BURKHEAD
John Daniel Koester
JOHN L. RUTH
DANIEL JEROME LECURE
Donald Justin Thrash
LEANNE M KAMPETER
Nicholas Alexander Schnieders
Dallas Johnson Robertson

Other Offices

CETERA INVESTMENT ADVISERS LLC · JEFFERSON CITY, MO
EDWARD JONES · JEFFERSON CITY, MO
BUILD ASSET MANAGEMENT · JEFFERSON CITY, MO
HUNTLEIGH ADVISORS, INC. · Jefferson City, MO
EDWARD JONES · JEFFERSON CITY, MO
LPL FINANCIAL LLC · JEFFERSON CITY, MO
EDWARD JONES · JEFFERSON CITY, MO
EDWARD JONES · JEFFERSON CITY, MO

More in Jefferson City, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor