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David Aaron Pina

Charles Schwab & Co., Inc.

Ann Arbor, MI

Troy, MI

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2015-10-29
  • MI RA
    APPROVED
    Since 2015-10-29

Branch Locations

2852 Ann Arbor Saline Road, Ann Arbor, MI 48103 • United States

987 Wilshire Drive Suite A, Troy, MI 48084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Ann Arbor MI 10/2011 Present
Charles Schwab Bank Ssb Ann Arbor MI 10/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-05
S63 Uniform Securities Agent State Law Examination 2012-06-18
  • S66 Uniform Combined State Law Examination
    2014-11-05
  • S63 Uniform Securities Agent State Law Examination
    2012-06-18

View on SEC IAPD

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